PRIVACY POLICY

WHAT DOES DYNAMIC BETA INVESTMENTS LLC (“DBi”) DO WITH YOUR PERSONAL INFORMATION?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social security number
  • Income
  • Assets
  • Risk tolerance
  • Wire transfer instructions
  • Transaction history

When you are no longer our customer, we continue to share information about you as described in this notice.

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons DBi chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information Does DBi Share? Can you limit this sharing?
For our everyday business purposes –
such as to process your transactions,
maintain your accounts(s) or respond to court orders and legal investigations.		 Yes No.  Sharing is limited to business purposes.
For our marketing purposes –
to offer our products and services to you		 No We don’t share
For joint marketing with
other financial companies		 No We don’t share
For our affiliates’ everyday business purposes –

information about your creditworthiness

 No We don’t share
For our affiliates to market to you No We don’t share
For nonaffiliates to market to you No We don’t share
To limit our sharing Please note:

If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Questions? Call Barney Taglialatela at 646-837-7630
Who we are
Dynamic Beta investments LLC
What we do
How does DBi protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does DBi collect my personal information? We collect your personal information, for example, when you

  • Enter into an investment advisory contract
  • Seek financial advice
  • Make deposits or withdrawals from your account
  • Tell us about your investment or retirement portfolio
  • Give us your employment history
Why can’t I limit all sharing? Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing
for an account I hold jointly with someone else?		 Your choices will apply to everyone on your account – unless you tell us otherwise.
Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • DBi does not share with our affiliates
Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • DBi does not share with nonaffiliates.
Joint Marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • DBi does not jointly market.